Surgent's Avoiding Audit Documentation and Engagement Wrap-Up Deficiencies(ADED)

You Pay: $39.00
Field of Study
Course Level
Surgent McCoy CPE LLC

Registration Fees

MSCPA Member
AICPA Member
Return to Webinars List
Important activities occur during the engagement wrap-up phase of the engagement that support the auditor's opinion regarding whether the financial statements are materially misstated due to fraud or error. Insufficient audit documentation and engagement wrap-up can result in audit deficiencies that negatively impact audit effectiveness and efficiency. Appropriate quality control procedures can mitigate risk of noncompliance with relevant professional and regulatory standards.

Designed For

Anyone who supervises audits or is responsible for quality control

Course Objectives

  • Give tips for performing quality workpaper reviews and other quality control monitoring
  • Explain important engagement quality control requirements
  • Discuss how to increase the timeliness of engagement wrap-up
  • Apply audit-report dating requirements

Major Subjects

  • Leverage the workpaper review process to ensure compliance with audit documentation standards
  • Emphasize the importance quality control monitoring to identify deficiencies in compliance with professional and regulatory standards
  • Suggestions to mitigate “real-life” audit report dating issues/concerns encountered by audit firms (e.g., issuing multiple audit reports with an appropriate audit report date, subsequent events identified after audit report date but prior to report release date, sufficiently fulfilling the document completion date requirements, management representation letter dating, evaluating the sufficiency of attorney’s letter responses, etc.)
  • How Yellow Book and Single Audit standards influence general audit procedures and issuing audit reports




+ $39.00

Search for and register other people in our database:

Add Person
Click above and type the first 3 letters of the person's name to search. Search may take 2-5 seconds.

Confirm E-Materials Only

One or more individuals have "e-materials only" selected and will not receive a hard copy for courses indicated. Please confirm this choice by pressing “Confirm” or press "Cancel" and unselect “No hard copy” to receive a hard copy.

Can't find the right person? Add them to our database

The MSCPA or its contractors may photograph or videotape MSCPA events. Attendees agree to allow their image to be used in MSCPA publications, website and marketing materials. Images may also be shared with the media. Attendance at MSCPA events waives the MSCPA from liability resulting from these uses. For questions, contact the MSCPA at or call 617.556.4000.
Printer-friendly registration form